FleetBoston Unit Allowed Improper Fund Trades
FleetBoston Financial Corp. Improper Fund Trades. Mutual-fund employees at a unit of FleetBoston Financial Corp. improperly allowed "market-timers" to conduct rapid-fire trades in three funds including one targeted at children the company and people familiar with the trading told The Wall Street Journal. Rapid trading in the $855 … [Read more...] about FleetBoston Unit Allowed Improper Fund Trades
FleetBoston Near Settlement of Robertson IPO Case
FleetBoston Settling a Probe Into Robertson Stephens. FleetBoston Financial Corp., the seventh-biggest U.S. bank, is close to settling a probe into Robertson Stephens' role in initial public offerings during the Internet boom, the company said in a regulatory filing. FleetBoston, which bought Robertson Stephens in 1998 and shut … [Read more...] about FleetBoston Near Settlement of Robertson IPO Case
