Goldman Informed Of Fine In Probe
Goldman Settle Conflict-Of-Interest Allegations. Regulators today asked Goldman Sachs Group Inc. to pay approximately $75 million to settle conflict-of-interest allegations, sources said. The request came as meetings between regulators and a dozen of Wall Street's largest firms regarding a "global settlement" of multiple … [Read more...] about Goldman Informed Of Fine In Probe
Feds Look Into IPO ‘Laddering’ At Goldman, J.P. Morgan
Goldman, J.P. Morgan IPO Laddering Investigation. The regulatory investigation of IPO "laddering" is reaching a peak, Wednesday's Wall Street Journal reported. The enforcement staff of the Securities and Exchange Commission has notified Goldman Sachs Group Inc. (GS) that it has recommended filing civil securities-fraud and … [Read more...] about Feds Look Into IPO ‘Laddering’ At Goldman, J.P. Morgan
